Justia U.S. 9th Circuit Court of Appeals Opinion Summaries

Arizona voters may vote by mail during the last four weeks of an election. The voter must sign an affidavit that is printed on a specially provided, postage-paid envelope. A ballot with a missing signature cannot be counted. On September 10, 2020, weeks before the upcoming presidential election, the district court enjoined the enforcement of Ariz. Stat. 16-548(A), which requires early voters to have signed their ballots by 7:00 PM on Election Day in order to have their votes counted. The Ninth Circuit granted emergency motions and stayed the injunction, pending appeal.In 2021, the Ninth Circuit entered a permanent stay. The state has shown a likelihood of success on the merits. Arizona's signature deadline imposes, at most, a "minimal" burden on those who seek to exercise their right to vote. The state made a strong showing that its deadline reasonably advances important regulatory interests in reducing the burden on poll workers, especially during the days immediately following an election. The public interest is served by preserving Arizona's existing election laws. Although Arizona’s law implicated national interests, at least when the election included presidential candidates, that factor alone did not mean that strict scrutiny must apply. The court noted that the Arizona legislature “laudably amended its election code in 2019 to allow voters an extended period to correct mismatched signatures." Arizona’s decision not to grant the same extension to voters who neglect to sign the affidavit passed constitutional muster. View "Arizona Democratic Party v. Hobbs" on Justia Law

Sienega failed to file required California state income tax returns in the 1990-1992, and 1996 tax years. The IRS made upward adjustments in Sienega’s federal tax liability for those years. For each of the four tax years, Sienega’s counsel faxed to California's Franchise Tax Board (FTB) a cover sheet and IRS Form 4549-A, listing the adjustments to Sienega’s income, the corrected taxable income and tax liability, interest, and penalties. The FTB issued a notice of proposed assessment for each tax year; each stated that the FTB had “no record of receiving [Sienega’s] personal income tax return.” The notices proposed to assess state taxes based upon the federal audit report and specified that if Sienega disagreed with any of the calculations, he would need to submit a formal protest. Sienega did not file any belated tax returns or protests. The assessments became final in 2009. In 2014, Sienega filed a bankruptcy petition. The FTB filed am adversary complaint seeking to have Sienega’s outstanding state tax debts declared nondischargeable under 11 U.S.C. 523(a)(1)(B), based on the fact that he had not filed a formal state tax return in any of the relevant years. Sienega contended that he had filed state tax returns by faxing information about the adjustments.The bankruptcy court granted the FTB summary judgment. The Bankruptcy Appellate Panel and Ninth Circuit affirmed. The faxes did not constitute a return under the “hanging paragraph” in section 523(a) because the California state law process with which his faxes complied was not “similar” to 26 U.S.C. 6020(a), which authorizes the IRS to prepare a tax return when a taxpayer does not. View "Sienega v. State of California Franchise Tax Board" on Justia Law

Orion sued, alleging that Sunny violated federal antitrust law and California laws by conspiring with its horizontal competitor Synta to fix prices and allocate the telescope market. A jury awarded Orion $16.8 million.The Ninth Circuit affirmed in part. The district court properly admitted the expert report and testimony of Orion’s telescope manufacturing and damages experts and properly excluded Sunny's rebuttal expert testimony. On the Sherman Act section 1 claims, sufficient evidence established that Sunny conspired with Synta to ensure that Sunny acquired another telescope manufacturer, to protect their market share; conspired with a competitor to fix prices or credit terms; and agreed with Synta either not to compete or to divide customers. The evidence also supported the Sherman Act section 2 verdict on attempted monopolization and conspiracy to monopolize; the verdict did not depend on an improper joint monopoly theory. Orion sufficiently defined the relevant market; sufficient evidence supported findings that Sunny expressed a specific intent to gain monopoly power and was dangerously close to attaining monopoly power.Affirming as to Orion’s Clayton Act section 7 claim, the court upheld the finding of a reasonable likelihood that Sunny’s acquisition of a competitor would substantially reduce competition or create a monopoly. The jury’s finding as to damages was neither grossly excessive unsupported, nor the result of guesswork. The district court did not abuse its discretion in imposing injunctive relief under Clayton Act section 16. Vacating in part, the court held that the district court abused its discretion by excluding a declaration in support of Sunny’s motion to amend the judgment with regard to the valuation of a settlement set-off. View "Optronic Technologies, Inc. v. Ningbo Sunny Electronic Co. Ltd." on Justia Law

Uber’s wholly-owned Dutch subsidiaries retained Rattagan, an Argentinian attorney, to serve as their legal representative in Buenos Aires in connection with a new Uber subsidiary in Argentina. Uber representatives from San Francisco allegedly assumed responsibility for communicating with Rattagan. According to Rattagan, Uber launched its platform in Argentina before its subsidiary was registered with the proper tax authority, despite knowing that Rattagan, as the entities’ legal representative, could be subject to personal liability for Uber’s violations of Argentine law. Law enforcement authorities raided Rattagan’s office and the homes of his business colleagues; his offices were surrounded by protestors and he received negative press. Rattagan later was charged with aggravated tax evasion for his perceived involvement with the Uber launch.Rattagan sued for negligence, breach of the implied covenant of good faith and fair dealing, fraudulent concealment, and aiding and abetting fraudulent concealment. Applying California law, the district court dismissed, as time-barred, Rattagan’s negligence and breach of the implied covenant claims, and held that the fraudulent concealment claims were foreclosed by the economic loss rule, which prevents a party to a contract from recovering economic damages resulting from breach of contract under tort theories. The Ninth Circuit noted that Rattagan’s appeal hinges on whether fraudulent concealment claims are exempt from California’s economic loss rule and certified that question to the California Supreme Court. View "Rattagan v. Uber Technologies, Inc." on Justia Law

Briones was a leader of a violent gang that “terrorized the Salt River Reservation community.” Briones participated in multiple violent crimes, including a 1994 murder that was committed when Briones was 17 years, 11 months, and eight days old.The Ninth Circuit affirmed his life sentence in 1998. Following the Supreme Court’s decisions in "Miller," (2012), that the Eighth Amendment forbids a sentencing scheme that mandates life without the possibility of parole (LWOP) sentences for juvenile offenders, and Montgomery, (2016), that Miller’s rule applied retroactively on collateral review, Briones was resentenced to LWOP in 2016. A Ninth Circuit panel affirmed in 2018. The en banc court subsequently vacated the sentence. The Supreme Court remanded in light of Jones v. Mississippi, (2021), holding that in cases involving LWOP defendants, a discretionary system—where a sentencer can consider the defendant’s youth and has discretion to impose a lesser sentence—is constitutionally sufficient--and that permanent incorrigibility is not an eligibility criterion for the imposition of juvenile LWOP sentences; a sentencer need not provide an on-the-record explanation with an implicit finding of permanent incorrigibility.The Ninth Circuit again affirmed the LWOP sentence. The district court did consider Briones’s post-incarceration rehabilitation and there is no independent requirement that a court imposing juvenile LWOP “meaningfully engage” in a permanent-incorrigibility analysis. Briones waived his as-applied challenge to the substantive proportionality of his sentence. The court rejected “Briones’s wholly speculative arguments advocating for categorical bans on juvenile LWOP.” View "United States v. Briones" on Justia Law

A 16-year-old high school student and her parents filed an emergency motion for an injunction pending appeal, seeking to enjoin the school district from requiring compliance with a student vaccination mandate. The Ninth Circuit granted plaintiffs' motion in part. The court ordered that an injunction shall be in effect only while a "per se" deferral of vaccination is available to pregnant students under the school district's student vaccination mandate, and that the injunction shall terminate upon removal of the per se deferral option for pregnant students. Defendants then filed a letter and supporting declaration explaining that the deferral option for pregnant students has been removed from the mandate. Given the removal of the per se deferral option for pregnant students, the injunction issued in the November 28, 2021 order has terminated under its own terms.The Ninth Circuit issued an order providing its reasoning for why an injunction pending appeal is not warranted as to the now-modified student vaccination mandate. The court concluded that plaintiffs have not demonstrated a sufficient likelihood of success in showing that the district court erred in applying rational basis review, as opposed to strict scrutiny, to the student vaccination mandate. The court explained that plaintiffs' emergency motion fails to raise a serious question as to whether the vaccination mandate is not neutral and generally applicable; plaintiffs have not demonstrated a likelihood of success in showing that the district court erred by applying rational basis review; and plaintiffs do not argue that they are likely to succeed on the merits of their free exercise claim if rational basis review applies. The court also concluded that plaintiffs have not carried their burden of establishing that they will suffer irreparable harm if this court does not issue an injunction, or that the public interest weighs in their favor. View "Doe v. San Diego Unified School District" on Justia Law

The City of Oakland sued the NFL and its member teams, alleging that the defendants created artificial scarcity in their product (NFL teams), and used that scarcity to demand supra-competitive prices from host cities. The city alleged that when it could not pay those prices, the defendants punished it by allowing the Raiders to move to Las Vegas.The Ninth Circuit affirmed the dismissal of the case. While the city had Article III standing because it plausibly alleged that, but for the defendants’ conduct, it would have retained the Raiders, the defendants’ conduct did not amount to an unreasonable restraint of trade under section 1 of the Sherman Act. The city failed sufficiently to allege a group boycott, which occurs when multiple producers refuse to sell goods or services to a particular customer, alleging only that a single producer, the Raiders, refused to deal with it. The city also failed sufficiently to allege statutory standing on a theory that the defendants’ conduct constituted an unlawful horizontal price-fixing scheme. A finding of antitrust standing requires balancing the nature of the plaintiff’s alleged injury, the directness of the injury, the speculative measure of the harm, the risk of duplicative recovery, and the complexity in apportioning damages; here, the city was priced out of the market and was a nonpurchaser. Any damages were highly speculative and would be exceedingly difficult to calculate. View "City of Oakland v. Oakland Raiders" on Justia Law

Erick and his tenth-grade classmates attended an end-of-year party at a park. Erick told school aide Lopez that he was going to the park’s swimming pool, which was monitored by three lifeguards. Lopez did not enter the pool area but watched Erick from a designated observation area, as required by pool rules. Lopez allegedly knew that Erick had asthma and could not swim. Lopez saw Erick leave the pool and enter the locker area. He left the observation deck to wait for Erick at the locker room exit. Unbeknownst to Lopez, Erick returned to the pool. Five minutes later, Lopez began searching for Erick. He found lifeguards trying unsuccessfully to resuscitate Erick, who had drowned.Erick’s parents sued Lopez, the school district, and others for negligence and wrongful death, with a 42 U.S.C. 1983 claim for deprivation of familial relationship. The Ninth Circuit affirmed summary judgment for the defendants. The Due Process Clause generally does not provide an affirmative right to government aid, but a state’s failure to protect may give rise to a section 1983 claim under the state-created danger exception, which applies when the state places the plaintiff in danger by acting with deliberate indifference to a known or obvious danger. The court applied a subjective standard; because the aide was unaware that Erick was in the pool area when he drowned, the defendants cannot be liable. View "Herrera v. Los Angeles Unified School District" on Justia Law

In 2020, the Ninth Circuit held that California Government Code 32310, which bans possession of large-capacity magazines that hold more than 10 rounds of ammunition, violated the Second Amendment.On rehearing, en banc, the court reversed. The court assumed, without deciding, that California’s law implicates the Second Amendment and applied intermediate scrutiny because the ban imposed only a minimal burden on the core Second Amendment right to keep and bear arms. Section 32310 is a reasonable fit for the important government interest in reducing gun violence. The statute outlaws no weapon, but only limits the size of the magazine that may be used. That limitation interferes only minimally with the core right of self-defense; there is no evidence that anyone ever has been unable to defend his home and family due to the lack of a large-capacity magazine. The limitation saves lives; in the past half-century, large-capacity magazines have been used in about three-quarters of gun massacres with 10 or more deaths and in 100 percent of gun massacres with 20 or more deaths. Section 32310 does not, on its face, result in a taking. The government acquires nothing by virtue of the limitation. Owners may modify or sell their nonconforming magazines; the law does not deprive owners of all economic use. View "Duncan v. Bonta" on Justia Law

Kumar, born in India, belonged to a caste considered to be of lower social standing. He joined the Bahujan Samaj Party (BSP) because of its opposition to the caste system. He asserts that as a result of his work for the BSP, he was beaten four times by the police and members of opposing parties. An IJ denied his application for asylum and related relief on adverse credibility grounds. The BIA dismissed Kumar’s appeal.The Ninth Circuit remanded. Under the REAL ID Act, IJs must base credibility determinations on “the totality of the circumstances, and all relevant factors.” 8 U.S.C. 1158(b)(1)(B)(iii), abrogating the single factor rule to which the Ninth Circuit previously adhered. Two of Kumar's three alleged testimonial inconsistencies were actually not inconsistent. Concerning finding that a third-party letter conflicted with Kumar’s testimony, the court concluded that the inconsistency was wholly illusory. A finding that it was implausible that Kumar would not have suffered more injuries after a certain attack relied entirely, improperly, on conjecture. The IJ’s conclusion that Kumar’s affect suggested that he was reciting a rehearsed story, rather than relating incidents he had personally experienced, “passed the low bar for reviewing such findings.” No specific number of inconsistencies requires sustaining or rejecting an adverse credibility determination but falsehoods and fabrications weigh particularly heavily in the inquiry; clear falsehoods and fabrications were entirely absent here. View "Kumar v. Garland" on Justia Law