Justia U.S. 9th Circuit Court of Appeals Opinion Summaries

Paige Thompson committed a significant data breach, hacking into Amazon Web Services (AWS) customers' accounts, stealing data from at least 30 entities, and causing tens of millions of dollars in damage. She also used the stolen credentials to mine cryptocurrency, further increasing the financial impact on the victims. Thompson was arrested after she revealed her activities to a cybersecurity professional, leading to an FBI investigation.The United States District Court for the Western District of Washington calculated Thompson's sentencing range under the Federal Sentencing Guidelines to be 168 to 210 months of imprisonment. However, the court granted a substantial downward variance, sentencing her to time served (approximately 100 days) and five years of probation. The court emphasized Thompson's personal history, including her transgender identity, autism, and past trauma, as significant factors in its decision.The United States Court of Appeals for the Ninth Circuit reviewed the case and found that the district court overemphasized Thompson's personal story and failed to properly weigh several of the 18 U.S.C. § 3553(a) factors. The appellate court held that the district court's findings regarding Thompson's lack of malicious intent, her remorse, and the seriousness of her actions were clearly erroneous and not supported by the record. The Ninth Circuit also noted that the district court did not adequately consider the need for general and specific deterrence or the risk of unwarranted sentencing disparities.The Ninth Circuit vacated Thompson's sentence and remanded the case for resentencing, instructing the district court to properly weigh all relevant factors and provide a more substantial justification for any variance from the Guidelines. View "USA V. THOMPSON" on Justia Law

Plaintiffs filed a complaint in Arizona district court challenging the state's voting system, claiming it did not adequately protect voters' rights and should be replaced with a hand-counted paper ballot system. The district court dismissed the complaint for lack of standing, and the Ninth Circuit affirmed the dismissal. Subsequently, the district court imposed sanctions on the plaintiffs' attorneys, including Alan Dershowitz, for filing a frivolous complaint.The United States District Court for the District of Arizona dismissed the plaintiffs' complaint and granted the defendants' motion for sanctions under Federal Rule of Civil Procedure 11. The district court found that the complaint contained false and misleading statements and ordered the plaintiffs' attorneys to pay a portion of the defendants' legal fees. Dershowitz, who signed the complaint as "of counsel," was held jointly and severally liable for a portion of the sanctions.The United States Court of Appeals for the Ninth Circuit reviewed the case and affirmed the district court's holding that "of counsel" attorneys can be sanctioned under Rule 11 for signing frivolous complaints. The Ninth Circuit rejected Dershowitz's argument that the sanctions violated the First Amendment and found that the district court imposed sanctions to deter frivolous actions, not to silence speech. However, the Ninth Circuit reversed the imposition of sanctions on Dershowitz, as the liability of "of counsel" attorneys under Rule 11 had not been clearly articulated in previous case law. The court declined to apply the rule retroactively but stated that it would apply to any signed pleadings after the publication of this opinion. View "Lake v. Gates" on Justia Law

Plaintiffs filed a complaint in Arizona district court challenging the state's electronic voting system, arguing it should be replaced with a system using exclusively hand-counted paper ballots. They also sought a preliminary injunction to prohibit the use of computerized equipment in elections. The district court dismissed the complaint for lack of Article III standing, and the dismissal was affirmed by the Ninth Circuit in Lake v. Fontes. Subsequently, the district court granted the defendants' motion for sanctions against the plaintiffs' lead attorneys, Andrew J. Parker and Kurt Olsen, and their law firms, holding them liable for $122,200.00 in fees.The district court found that the lead attorneys made false, misleading, and unsupported factual assertions in their first amended complaint and motion for preliminary injunction, and did not conduct a reasonable pre-filing inquiry. Key false allegations included claims that Arizona does not use paper ballots and that its voting machines are not tested. The district court concluded that these misleading statements rendered the complaint factually insufficient and open to sanction. Additionally, the court found that the attorneys acted recklessly and in bad faith, particularly in the timing and nature of their motion for a preliminary injunction.The United States Court of Appeals for the Ninth Circuit reviewed the case and affirmed the district court's imposition of sanctions under Federal Rule of Civil Procedure 11(c) and 28 U.S.C. § 1927. The Ninth Circuit held that the district court did not abuse its discretion in awarding attorneys' fees, as the lead attorneys' actions were both baseless and made without a reasonable and competent inquiry. The court also upheld the finding of bad faith, noting that the attorneys' behavior and timing in bringing the motion for a preliminary injunction were reckless. View "Lake v. Gates" on Justia Law

Two plaintiffs, Todd Yukutake and David Kikukawa, challenged two provisions of Hawaii's firearms laws, arguing they violated the Second Amendment. The first provision, Hawaii Revised Statutes § 134-2(e), required that a handgun be acquired within a narrow time window (originally 10 days, later amended to 30 days) after obtaining a permit. The second provision, § 134-3, mandated that gun owners physically bring their firearms to a police station for inspection within five days of acquisition as part of the registration process.The United States District Court for the District of Hawaii granted summary judgment in favor of the plaintiffs, ruling that both provisions were facially unconstitutional under the Second Amendment. The court permanently enjoined the enforcement of these provisions. The State of Hawaii appealed, arguing that recent legislative amendments to the challenged provisions rendered the case moot. However, the Ninth Circuit Court of Appeals denied the State's motion to dismiss the appeal as moot, finding that the amended versions of the provisions were sufficiently similar to the previous versions.The Ninth Circuit Court of Appeals affirmed the district court's judgment. The court held that the short timeframe for completing a firearms purchase after obtaining a permit was unconstitutional under the Second Amendment. The court reasoned that the purchase and acquisition of firearms are protected by the Second Amendment, and the State failed to justify the short temporal limit on firearms acquisition permits. The court also affirmed the district court's conclusion that the in-person inspection requirement violated the Second Amendment, noting that the government did not provide sufficient evidence that the requirement materially advanced the objectives of the registration system. The case was remanded to the district court to revise its permanent injunction in light of the recent amendments to the challenged provisions. View "Yukutake v. Lopez" on Justia Law

Plaintiffs, who are California residents and cardroom operators, challenged the constitutionality of California Business and Professions Code §§ 19858(a) and 19858.5. These statutes make a person ineligible for a California cardroom license if they own more than a 1% financial interest in a business that engages in casino-style gambling or if they have control over such a business. Plaintiffs argued that these provisions violate the dormant Commerce Clause by discriminating against interstate commerce, regulating extraterritorially, and unduly burdening interstate commerce.The United States District Court for the Eastern District of California initially dismissed the complaint as untimely, but the Ninth Circuit reversed that decision. On remand, the district court rejected plaintiffs' dormant Commerce Clause claims, concluding that the statutes did not discriminate against interstate commerce, did not regulate extraterritorially, and did not unduly burden interstate commerce. Plaintiffs appealed this decision.The United States Court of Appeals for the Ninth Circuit affirmed the district court's judgment. The court held that the cardroom licensing restrictions do not violate the dormant Commerce Clause. The court found that the statutes are not facially discriminatory, do not have a discriminatory purpose or effect, and do not favor in-state economic interests. The court also concluded that the statutes do not regulate extraterritorially because they condition a state license for conducting in-state activities on plaintiffs foregoing certain business interests, whether within or outside the state. Finally, the court determined that plaintiffs failed to demonstrate a significant or substantial burden on interstate commerce under the Pike balancing test. Therefore, the court affirmed the district court's judgment in favor of the California officials. View "Flynt v. Bonta" on Justia Law

Elizabeth Perez, a former employee of Rose Hills Company, filed a class action lawsuit on behalf of herself and similarly situated employees, alleging violations of California wage-and-hour laws. The complaint did not specify the amount in controversy or the frequency of the alleged violations. Rose Hills removed the case to federal court under the Class Action Fairness Act (CAFA), which allows removal if the amount in controversy exceeds $5 million.The United States District Court for the Central District of California remanded the case to state court, stating that Rose Hills did not meet CAFA’s $5 million amount-in-controversy requirement. The district court found that Rose Hills failed to provide evidence justifying its assumed violation rate, which was used to calculate the amount in controversy.The United States Court of Appeals for the Ninth Circuit reviewed the case. The court held that a removing defendant under CAFA is permitted to rely on reasonable assumptions based on the plaintiff’s complaint to calculate the amount in controversy. The court found that Rose Hills’ approach, which included assumptions about the violation rate tethered to the language of the complaint, was reasonable. The district court erred by requiring Rose Hills to provide evidence supporting its assumed violation rate.The Ninth Circuit vacated the district court’s remand order and remanded the case for further proceedings, instructing the district court to evaluate whether Rose Hills’ violation-rate assumption was a reasonable interpretation of the complaint. The court emphasized that assumptions need not be proven with evidence if they are reasonable interpretations of the complaint’s allegations. View "Perez v. Rose Hills Company" on Justia Law

Carl Race, a prisoner in Montana, filed a pro se habeas corpus petition in 2023 seeking to set aside his 1996 conviction for deliberate homicide and attempted deliberate homicide. Race argued that his petition should be considered despite being filed over twenty years late due to ineffective assistance of counsel and his own mental and physical impairments. He claimed these impairments constituted extraordinary circumstances that should toll the statute of limitations under the Antiterrorism and Effective Death Penalty Act (AEDPA).The United States District Court for the District of Montana dismissed Race's petition sua sponte as time-barred without providing him prior notice or an opportunity to respond. The court concluded that Race had not demonstrated the necessary extraordinary circumstances to warrant equitable tolling of the AEDPA's one-year statute of limitations. The court also denied Race a certificate of appealability.The United States Court of Appeals for the Ninth Circuit reviewed the case and held that the district court erred in dismissing the petition without providing Race notice and an opportunity to respond. The Ninth Circuit emphasized that due process requires that a petitioner be given notice and an opportunity to present their case before a habeas petition is dismissed on timeliness grounds. The court vacated the district court's order of dismissal and remanded the case for further proceedings consistent with this holding. The dissenting judge would have affirmed the dismissal, arguing that due process did not require giving Race another chance to repeat his arguments. View "RACE V. SALMONSEN" on Justia Law

Joseph Sullivan, the former Chief Security Officer for Uber Technologies, was convicted of obstruction of justice and misprision of a felony. The case arose from Sullivan's efforts to cover up a significant data breach at Uber while the company was under investigation by the Federal Trade Commission (FTC) for its data security practices. The breach involved hackers accessing and downloading sensitive information from Uber's servers. Sullivan and his team tracked down the hackers and had them sign a non-disclosure agreement (NDA) in exchange for a payment, recharacterizing the hack as part of Uber's Bug Bounty Program.The United States District Court for the Northern District of California presided over the trial, where a jury found Sullivan guilty. Sullivan appealed, challenging the jury instructions, the sufficiency of the evidence, and an evidentiary ruling. He argued that the district court erred in rejecting his proposed jury instructions regarding the "nexus" requirement for the obstruction charge and the "duty to disclose" instruction. He also contended that the evidence was insufficient to support his misprision conviction and that the court improperly admitted a guilty plea agreement signed by one of the hackers.The United States Court of Appeals for the Ninth Circuit reviewed the case and affirmed the district court's decisions. The court held that Ninth Circuit precedent foreclosed Sullivan's argument regarding the "nexus" instruction and that the district court did not err in rejecting it. The court also found that the omission of the "duty to disclose" instruction was proper, as the theories of liability under Section 1505 and Section 2(b) were conjunctive. The court concluded that the evidence was sufficient to support Sullivan's misprision conviction and that the district court did not abuse its discretion in admitting the hacker's guilty plea agreement. The Ninth Circuit affirmed Sullivan's conviction. View "USA V. SULLIVAN" on Justia Law

Keith Paul Bird, a prisoner at High Desert State Prison in Nevada, requested a cell transfer due to concerns about his cellmate, fearing a potential fight. Officer Bruce Huinker, the officer in charge, called for assistance, and Officers Paryga and Atherton responded. Bird explained his concerns, and Officer Paryga allegedly threatened him. The officers then instructed Bird to gather his belongings for a move but later changed their minds, leading to a confrontation. Bird's property was confiscated, and he claimed this was in retaliation for his request. Bird filed grievances, which were denied at all levels.Bird then filed a pro se complaint in federal court against the officers and other prison administrators, alleging retaliation and other claims. The district court found that only the retaliation claim survived screening and was properly exhausted. The district court denied the prison officials' motion for summary judgment on the retaliation claim, holding that they were not entitled to qualified immunity.The United States Court of Appeals for the Ninth Circuit reviewed the case. The court held that Bird's request for a cell transfer based on concerns with his cellmate did not constitute "protected conduct" under clearly established law. The court noted that neither the Supreme Court nor the Ninth Circuit had ever held that retaliation for complaints against other prisoners violated the First Amendment right to petition for redress of grievances. Consequently, the prison officials were entitled to qualified immunity. The Ninth Circuit reversed the district court's denial of qualified immunity and remanded with instructions to grant summary judgment on Bird's retaliation claim. View "BIRD V. DZURENDA" on Justia Law

Steven D’Braunstein was involved in a serious single-vehicle accident, resulting in his car being totaled. California Highway Patrol Officer Samantha Diaz-Durazo arrived at the scene and found D’Braunstein disoriented and in physical distress. Despite his evident symptoms, she did not call for medical assistance. Instead, she arrested him for driving under the influence of drugs and took him to jail. A nurse at the jail refused to admit D’Braunstein due to his medical condition, prompting Durazo to finally take him to the hospital, where he was diagnosed with a stroke. The delay in receiving medical treatment allegedly led to permanent injuries for D’Braunstein.The United States District Court for the Central District of California granted summary judgment in favor of Officer Durazo, holding that although she violated D’Braunstein’s Fourth Amendment rights by failing to provide reasonable medical care, she was entitled to qualified immunity. The court reasoned that the constitutional violation was not clearly established, as D’Braunstein’s injury was sustained prior to his arrest and not during the arrest process.The United States Court of Appeals for the Ninth Circuit reviewed the case and reversed the district court’s summary judgment. The Ninth Circuit held that a reasonable jury could find that Durazo violated D’Braunstein’s constitutional rights by failing to summon prompt medical care, given the serious nature of the collision and his symptoms. The court further held that Durazo’s failure to provide medical care was a violation of clearly established law, which requires officers to seek medical assistance for an injured detainee or arrestee facing a substantial and obvious risk of serious harm. The case was remanded for further proceedings. View "D’Braunstein v. California Highway Patrol" on Justia Law